LEX Markets is a venture-backed startup offering retail investors the opportunity to invest in individual commercial real estate properties. LEX is in the final stages of applying for FINRA membership as a new broker dealer. Upon approval, LEX’s broker dealer will operate (a) an investment banking division, (b) a retail introducing broker dealer, and (c) an Alternative Trading System.
LEX seeks a generalist compliance officer to handle day-to-day compliance procedures across all of those divisions, including:
You're the ideal candidate if you have:
Additionally, you will preferably:
Location is remote only until COVID-related best practices permit return to our offices in midtown Manhattan. Position reports directly to the CCO and is currently the sole compliance employee other than the CCO.
To apply, please send a resume and cover letter to careers@LEX-markets.com with subject line Compliance Officer. Only applications sent directly to the careers email will be reviewed.
Visit us at LEX-Markets.com
LEX Markets Corp. is an Equal Opportunity Employer